Data Quality Control Specialist for Transaction Reporting

Kraków, małopolskie Wrocław, dolnośląskie
Stała
Pełny etat

1 dzień temu

Business DivisionsInvestment BankYour roleDo you have previous experience in financial world in risk and control, data analytics, or audit areas?
Do you have an eye for details?
Do you possess a 'test to break' attitude?
Do you thrive in a changing environment?
Are you innovative and willing to set new standards, learn AI, and take active part in digitalization?We are looking for someone like that who can:

easily analyse various MIFID regulatory requirements and follow transaction flows to confirm their behaviour aligns with the reporting regime, prioritizing low-hanging fruit for immediate gains
conduct deep dive reviews into existing reporting rules to understand the root cause of regulatory breaches, making risk-based decisions to address material issues
stay up-to-date on regulatory requirements and ensure those requirements are followed in your team's processes, aiming for the target state of compliance
analyse, suggest, and execute improvements for existing testing methodologies, including process optimization and automation to eliminate manual work and enhance productivity
define new test scenarios based on updated regulatory requirements, ensuring they yield results and improve client satisfaction
ensure clear and transparent communication of regulatory risk, enabling effective operational risk management and supporting business growth
easily analyse various MIFID regulatory requirements and follow transaction flows to confirm their behaviour aligns with the reporting regime, prioritizing low-hanging fruit for immediate gains
conduct deep dive reviews into existing reporting rules to understand the root cause of regulatory breaches, making risk-based decisions to address material issues
stay up-to-date on regulatory requirements and ensure those requirements are followed in your team's processes, aiming for the target state of compliance
analyse, suggest, and execute improvements for existing testing methodologies, including process optimization and automation to eliminate manual work and enhance productivity
define new test scenarios based on updated regulatory requirements, ensuring they yield results and improve client satisfaction
ensure clear and transparent communication of regulatory risk, enabling effective operational risk management and supporting business growth

As a member of the Regulatory Transaction Reporting Team focused on Quality Assurance, you will primarily be responsible for providing requirements, building, and analysing Completeness & Accuracy as well as Eligibility & Suppression controls performed in Cerebrum and/or DROIT.
In this role, you will:

analyse transactions reported between UBS and MIFID Regulator, ensuring effective interpretation of regulatory texts, a comprehensive understanding of financial products, and adherence to reporting best practices.
collaborate with the Product Team, Compliance, Risk Managers, IT Technology, and other stakeholders to ensure that trade, transaction, and position reporting for house and delegated reporting is complete and accurate
utilize internal documentation and regulatory texts to understand and resolve control highlights, enhancing overall productivity

Additionally, you may be involved in:

Projects related to upcoming regulatory changes, aimed at improving effectiveness and scale
team transformation initiatives, including data self-service by writing SQL codes on Data Bricks, simplifying processes
AI implementation of various data solutions and controls improvements, driving productivity and simplification

Function CategoryInvestment Banking, OperationsJoin usAt UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can alwaysContact DetailsUBS Business Solutions SA
UBS RecruitingYour teamYou will be part of the high-profile Quality Assurance Regulatory Transaction Reporting C&A team. This team is integral to the Regulatory Transaction Reporting group, based in Krakow and Wroclaw, and collaborates closely with teams in London and Zurich. You will have significant exposure to other global RTR teams as well as client-focused teams.
Our mission is to achieve the target state of productivity and scale by addressing material issues through risk-based decision-making. We aim to eliminate manual work and enable business growth by implementing efficient and effective controls.
Diversity is our strength. By fostering and advancing diversity, equity, and inclusion, we not only grow together but also enhance our business capabilities and deliver exceptional value to our clients.Your expertiseYou have:

a university degree, preferably in Finance / Economics
minimum of three years of experience in financial services (for AO)
experience in Audit/Operational Risk and Control in financial industry
ability to multi-task and good problem solving skills
sound understanding of Risk - operational, reputational
basic understanding of regulatory landscape

You are:

a great communicator with fluency in English
inquisitive with analytical and risk-aware mindset
preferably equipped with knowledge of investment bank products, trade life cycle, and trade booking models
self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities
able to work well under pressure in a team environment

About usUBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.We have a presence in all major financial centers in more than 50 countries.

UBS

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