
Lead WAM Risk & Regulatory analyst
- Katowice, śląskie
- Stała
- Pełny etat
- Risk Management Frameworks including governance arrangements, risk appetite, control frameworks, Risk MI & Reporting, Risk Management Culture
- Compliance Target Operating Model including Compliance Monitoring
- Regulatory Change programmes
- Regulatory Due Diligence during transactions
- Skilled Person Reviews
- Review & Recommend reports on FCA Handbook rules
- Investment Risk
- Funds regulation in UK and Europe
- Regulatory Reporting
- Fund and legal entity authorisations
- Knowledge and experience of Compliance and Risk Frameworks in Wealth & Asset Management
- Business consulting experience, with excellent client liaison and communication skills as well as commercial awareness
- Strong project management experience ideally relating to compliance and risk projects in WAM businesses
- Ability to work in a client facing and consulting role, with the ability to build networks and relationships
- Excellent stakeholder management and communication skills Ability to develop new business opportunities for WAM Regulatory & Risk to deliver
- Knowledge of Alternatives as an asset class and experience of doing Risk and/or Compliance work in relation to Alternatives will be a helpful attribute.
- Knowledge about and experience working with MIFID, EMIR and other regulatory frameworks will be an advantage.
- Significant experience of working within a Wealth or Asset Managers' Regulatory Risk / Compliance Team or experience of delivering these services for another Advisory firm
- Experience working with financial and asset management regulations.
- Strong academic background
- Experience of managing and developing people
- Experience working with regulations like MIFID.
- Experience working in the Asset Management industry as a manager.
- Knowledge about risks related to financial instruments, alternative investments, fund management.
- Continuous learning:You'll develop the mindset and skills to navigate whatever comes next.
- Success as defined by you: We'll provide the tools and flexibility, so you can make a meaningful impact, your way.
- Transformative leadership: We'll give you the insights, coaching and confidence to be the leader the world needs.
- Diverse and inclusive culture: You'll be embraced for who you are and empowered to use your voice to help others find theirs.