Compliance Quality Assurance Consultant, Assistant Vice President, Hybrid
State Street
- Kraków, małopolskie
- Stała
- Pełny etat
- Execute, or review execution of, QA processes in line with established standards. Scope of work subject to QA includes Compliance Risk Testing (CRT), Core Compliance Risk Assessments (CCRA), Regulatory Change Management, Process & Control Reviews, Controls Documentation, and Issues Management; governing Standards are executed by both the First and Second Lines of Defense
- Build a strong working knowledge of all non-financial risk management program components
- Articulate concepts in, and findings that deviate from, the established standards while educating stakeholders on how to apply requirements going forward
- Perform, or oversee as necessary, live QA reviews and facilitate on-the-job coaching to promote a culture of continuous improvement; develop and deliver clear and concise feedback in order to develop and maintain positive relationships with colleagues across all levels of management
- Deliver tailored training to educate stakeholders on areas for improvement
- Provide inputs to, or produce, quarterly reporting to relevant stakeholders (i.e., Senior Compliance Officers, Business Risk Management Executives) to communicate results of QA work
- Assist the QA Lead in the advancement of QA processes
- Update procedures, templates and other relevant reports to provide assurance that QA can be measured
- Assist the QA Lead and Methodology Team with management requests or other initiatives as needed which may include specialized analysis of controls or other specific risks
- Excellent management and coaching skills
- Excellent critical thinking skills
- Customer focus and client relationship management skills
- Ability to communicate with and appropriately influence all levels of management
- Excellent interpersonal, communication (written and verbal), and presentation skills
- Excellent project management and organizational skills
- Bachelor’s degree
- Minimum of 6-8 years relevant work experience with risk assessment, internal controls, compliance or audit function within the Financial Services sector
- 2+ years of institutional knowledge preferred
- Sound knowledge of Committee of Sponsoring Organizations (COSO)
- Understanding of information technology internal controls and knowledge of COBIT (Control Objectives for Information and Related Technology) strongly preferred
- The following certifications are preferred: Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) or similar certifications
- Permanent contract from day one,
- Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off),
- Premium life insurance package and private pension plan,
- Gold medical package,
- Work from home solutions,
- Language classes, soft skills trainings, technical workshops,
- Development sessions with a mentor,
- Diversity of opportunities across a range of challenging and complex activities.