Compliance Testing Senior Specialist/ Expert within Compliance Quality Assurance Team

• You have a minimum 3 years’ experience and understanding of compliance monitoring, testing and/or internal audit methodologies ideally in financial services environment,
• You can demonstrate experience of reviewing specific non-financial risks area according to monitoring / testing/audit plan. You are able to take ownership over particular location(s) and liaise with senior stakeholders.
• You are a self-starter and have hands-on mentality with a focus on high quality results while meeting agreed timelines. Good planning, prioritizing and goal setting skills.
• You have the ability to deal with the business with confidence and with the strength of character and tenacity to raise and follow up concerns.
• You have the ability to clearly express ideas, facts and opinions and are able to express them fluently both in speaking and writing, supported by appropriate tools.
• You are a team player with strong sense of responsibility and proactiveness in working with all counterparties and able to communicate across various levels within the organization.
• You have the ability to gain support for ideas and solutions relying on persuasion rather than authority in order to achieve organizational goals and objectives.

• Experience in banking industry, supervision over financial institutions, internal/external audit or compliance testing background.
• Knowledge about EU-wide regulations such as MiFID, MAR/MAD, GDPR, DAC6, AMLD etc.
• Project management experience

• Execution thematic, process or quick scan reviews either focusing on a specific framework or processes within Wholesale Banking division.
• Communicate clearly and actively findings resulting from the review or other monitoring assignments with respective stakeholders.
• Performing planning activities to determine Compliance quality assurance priorities in close cooperation with the business.
• Liaise with the business in respect of the compliance monitoring programme.
• Perform other related tasks and responsibilities as agreed including playing an active role in Compliance CoE hub activities.

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